Learning relevant to the role
Continuing competence is about relevance, not just hours. Keep records of learning and training that relate to each person's actual work and the firm's obligations.
Acknowledgement of policy updates
When policies and regulatory requirements change, evidence that staff engaged with the updates relevant to them. Policy-update attestations are a natural part of competence evidence.
Evidence of understanding
Where it matters, comprehension checks help show that learning landed — that staff have kept relevant regulatory knowledge current, rather than simply attending.
Organised and exportable
Keep competence evidence in one place, mapped to roles and obligations, so it can be produced when needed rather than gathered from certificates and inboxes.
Reglo helps firms keep this evidence organised and audit-ready — humans approve every change. AI drafts and organises; your compliance team decides.
This guide is general information for compliance teams, not legal or regulatory advice. Always refer to the SRA's current guidance and take your own professional advice where needed.