Evidence that builds itself
before anyone asks.
Reglo captures policy versions, staff attestations, regulatory changes, and approvals as work happens — so when the SRA, a panel, or a client asks, you export a complete pack in hours, not days.
Audit prep should not mean reconstructing months of work under deadline pressure.
Firms of every size spend days — sometimes weeks — assembling evidence before SRA reviews, panel applications, insurer checks, and client due diligence. That is partner, COLP, and compliance team time at real cost. Reglo captures the evidence continuously, so export is assembly, not reconstruction.
How Reglo helps
From regulatory change to audit-ready
Evidence captured as you work
Every policy change, source update, attestation, and approval timestamped and attributed — built into your daily compliance workflow, not bolted on before audits.
A complete, linked audit trail
Reglo records what was checked, what changed, who approved it, and who attested — with version history and citations to the regulatory source.
Export in hours, not days
Generate evidence packs for SRA reviews, panel applications, lender checks, and client due diligence — early pilots report 2–3 hours instead of days of manual assembly.
What you get
What audit-ready looks like with Reglo
Continuous capture. Instant export. Defensible proof.
Complete evidence trail
Policy versions, gap analyses, regulatory change records, attestations, training tests, and approvals — all linked and timestamped in one system.
2–3 hours to export, not days to assemble
Early pilot firms report preparing audit evidence in a fraction of the time — because Reglo captures it continuously, export is one click, not a team effort.
Ready for any reviewer
Evidence packs structured for SRA reviews, panel applications, insurer requests, lender checks, and client due diligence — the same data, formatted for whoever asks.
Growing into workflow-level proof
As Reglo expands into file reviews, onboarding, and AML workflows, your evidence trail grows with it — proof that compliance is followed in practice, not just on paper.
Where this goes
Evidence that covers the whole firm
Today, Reglo evidences policy compliance, attestations, and regulatory changes. The long-term product captures compliance evidence across file reviews, client onboarding, complaints, marketing material, and AML processes — one exportable record showing what was checked, changed, and why across your entire firm.
This replaces overhead — it doesn't need a new budget line.
Audit prep already costs you — in compliance team time, fee-earner coordination, and external consultant fees before every review. Reglo captures evidence continuously so that scramble disappears, replacing reactive effort with always-on coverage.
- Early pilots report a median 67% reduction in policy admin time within 30 days — capacity back to the firm, not a new headcount.
- Less than the billable time firms typically lose to manual policy updates and attestation chasing each month.
- Two-week free trial with guided setup. We migrate your policies — no IT project, no six-month rollout.
Common questions
How much time does Reglo save on audit preparation?
Early pilot firms report preparing audit evidence in 2–3 hours instead of days. Because Reglo captures evidence as work happens, export is assembly — not pulling files from folders and emails.
What can we export from Reglo?
Policy versions, regulatory gap analyses, staff attestations, training test results, approval records, and change history — suitable for SRA reviews, panel applications, and client due diligence.
Is this another document management system?
No. Reglo is an active compliance agent that captures evidence as a byproduct of monitoring, drafting, and attestation workflows — not a repository you have to populate manually before audits.
Can Reglo evidence support client due diligence?
Yes. Evidence packs demonstrate that your firm maintains current policies, tracks regulatory changes, and records staff attestations — supporting client and panel due diligence requests.
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