Evidence that builds itself
before anyone asks.
Reglo captures policy versions, staff attestations, regulatory changes, and approvals as work happens — so when the SRA, a panel, or a client asks, you export a complete pack in hours, not days.
Audit prep should not mean reconstructing months of work under deadline pressure.
Firms of every size spend days assembling evidence before SRA reviews, panel applications, insurer checks, and client due diligence. That is partner, COLP, and compliance team time at real cost. Reglo captures the evidence continuously, so export is assembly, not reconstruction.
How Reglo helps
From regulatory change to audit-ready
Evidence captured as you work
Every policy change, source update, attestation, and approval timestamped and attributed — built into your daily compliance workflow, not bolted on before audits.
A complete, linked audit trail
Reglo records what was checked, what changed, who approved it, and who attested — with version history and citations to the regulatory source.
Export in hours, not days
Generate evidence packs for SRA reviews, panel applications, lender checks, and client due diligence — in hours, instead of days of manual assembly.
What you get
What audit-ready looks like with Reglo
Continuous capture. Fast export. Defensible proof.
Complete evidence trail
Policy versions, gap analyses, regulatory change records, attestations, training tests, and approvals — all linked and timestamped in one system.
Hours to export, not days to assemble
Because Reglo captures evidence continuously, producing a pack is an export — not a team effort across folders and inboxes.
Ready for any reviewer
Evidence packs structured for SRA reviews, panel applications, insurer requests, lender checks, and client due diligence — the same data, formatted for whoever asks.
Linked, not loose
Every item in the pack ties back to its regulatory source, its approval, and the staff who acknowledged it — one connected trail, not a folder of disconnected files.
This replaces overhead — it doesn't need a new budget line.
Audit prep already costs you — in compliance team time, fee-earner coordination, and external consultant fees before every review. Reglo captures evidence continuously so that scramble disappears, replacing reactive effort with always-on coverage.
- Hours of policy admin, attestation chasing, and evidence assembly handed back to the firm — not a new headcount.
- Typically less than the billable time firms lose to manual policy updates and audit preparation each month.
- Guided onboarding: we migrate your policies and map your sources — no IT project, no six-month rollout.
Common questions
How much time does Reglo save on audit preparation?
Because Reglo captures evidence as work happens, producing a pack is an export rather than pulling files from folders and emails — turning days of assembly into hours.
What can we export from Reglo?
Policy versions, regulatory gap analyses, staff attestations, training test results, approval records, and change history — suitable for SRA reviews, panel applications, and client due diligence.
Is this another document management system?
No. Reglo is an active compliance agent that captures evidence as a byproduct of monitoring, drafting, and attestation workflows — not a repository you have to populate manually before audits.
Can Reglo evidence support client due diligence?
Yes. Evidence packs demonstrate that your firm maintains current policies, tracks regulatory changes, and records staff attestations — supporting client and panel due diligence requests.
Related solutions
More for law firm compliance
See how Reglo would work for your firm
Book a demo and we'll show you how Reglo keeps your policies, training, attestations, and audit-ready evidence aligned — against your real compliance setup. Your team stays in control; humans approve every change.
This page is general information for compliance teams, not legal or regulatory advice. Always refer to the SRA's current guidance and take your own professional advice where needed. Use is subject to our Terms of Use.