Evidence an AML framework
that works in practice.
Money Laundering Reporting Officers and Money Laundering Compliance Officers must show the firm's AML framework operates — not just exists. Reglo keeps AML policy evidence, source mapping, training records, escalation evidence, and approval trails organised for SRA AML review readiness.
Can the MLRO clearly explain how the firm identifies, assesses, and mitigates AML risk — and evidence it?
In AML inspections, a key focus is whether the MLRO can explain the firm's risk-based framework and back it with evidence. Recurring findings include weak risk assessments, thin training records, and gaps between policy and practice. Reglo gives the MLRO and MLCO one current view of the framework and the evidence behind it.
Who this is for
For the firm's AML officers
MLROs
Money Laundering Reporting Officer — accountable for the firm's AML response and reporting.
MLCOs
Money Laundering Compliance Officer — accountable for the firm's AML compliance framework.
Deputy and support roles
Shared visibility of policies, training, and escalation evidence.
How Reglo helps
From regulatory change to audit-ready
One view of the AML framework
AML policies, the firm-wide risk assessment, and training mapped to the MLR, POCA, LSAG, and SRA obligations.
Keep evidence current
Regulatory change surfaced with redlined drafts; training and attestations tracked; approvals recorded.
Be review-ready
Export the AML evidence an SRA review expects, and brief the MLRO from one source of truth.
What you get
What MLRO and MLCO software should give you
A defensible, current AML evidence base.
AML policy evidence
Approved, version-controlled AML policies mapped to their sources.
Source mapping
Each policy linked to the MLR, POCA, LSAG, and SRA obligations it draws from.
Training and escalation evidence
Role-specific training records and support for recording escalation rationale.
Review readiness
Approval trails and exportable evidence for SRA AML reviews and interviews.
Current capability vs roadmap
What Reglo is — and isn't
We're clear about what's in scope, so nothing is overpromised.
Available now
- AML policy evidence, source mapping, and version control
- AI redline drafting and gap analysis (you approve)
- Training records, attestations, comprehension tests, and reminders
- Approval trails and audit-ready evidence export
Reglo is not
- A place for file-level CDD or source-of-funds review
- A SAR filing or workflow tool
- A transaction-monitoring system
This replaces overhead — it doesn't need a new budget line.
MLRO and MLCO time is scarce and senior. Reglo absorbs the monitoring, drafting, and evidence assembly around the AML framework, freeing it for risk judgement.
- Hours of policy admin, attestation chasing, and evidence assembly handed back to the firm — not a new headcount.
- Typically less than the billable time firms lose to manual policy updates and audit preparation each month.
- Guided onboarding: we migrate your policies and map your sources — no IT project, no six-month rollout.
Common questions
What's the difference between an MLRO and an MLCO?
The Money Laundering Reporting Officer (MLRO) is responsible for receiving internal reports and reporting suspicious activity; the Money Laundering Compliance Officer (MLCO) is responsible for the firm's overall AML compliance framework. Reglo supports both with shared AML evidence.
Does Reglo replace the MLRO or MLCO?
No. Reglo supports them by keeping AML policy evidence, training, and approvals organised and current. The risk judgement, reporting decisions, and accountability remain with the officers.
Does Reglo file SARs or do transaction monitoring?
No. Reglo focuses on AML policy, training, attestation, and approval evidence with audit trails. It does not file SARs, run SAR workflows, or monitor transactions.
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See how Reglo would work for your firm
Book a demo and we'll show you how Reglo keeps your policies, training, attestations, and audit-ready evidence aligned — against your real compliance setup. Your team stays in control; humans approve every change.