The compliance layer
your firm deserves.
Reglo is an always-on AI agent that keeps policies current, maps them to obligations, runs staff attestations, and keeps audit-ready evidence built as work happens — so when the SRA asks, you can show what changed, who approved it, and who acknowledged it.
When the SRA asks, can you evidence what changed, who approved it, who read it, and whether it is followed in practice?
SRA AML supervision is now proactive and structured — firms can be selected even where no specific issue has been identified. The work of proving your framework already sits in COLP and MLRO time, fee-earner hours, and the reactive scramble before a review. Reglo replaces that manual layer with an always-on agent, so your team focuses on judgement, not assembly.
Who this is for
Built for the people accountable for compliance
COLPs and COFAs
Evidence policy reviews, approvals, attestations, and decisions across the firm — in one place you can stand behind.
MLROs and MLCOs
Keep AML policies, training records, and escalation evidence aligned with the firm's actual risk profile.
Managing partners and risk leads
See coverage, gaps, and outstanding actions before a desk-based review or inspection arrives.
How Reglo helps
From regulatory change to audit-ready
Your policies, mapped and live
Reglo ingests your handbook, AML manual, and compliance documents — then maps each one to the SRA standards, legislation, and guidance it depends on. One source of truth, always current.
An agent that watches and acts
When regulators or legislation change, Reglo flags the impact, drafts redlined updates, routes them for approval, and pushes attestations to the right people — without your COLP starting from scratch.
Proof on demand, not panic
Every change, attestation, and test is recorded as it happens. Export audit-ready evidence for SRA reviews, panel applications, and client due diligence in hours — not days.
What you get
What your firm gets
Start with policy compliance. Grow into an always-on compliance layer across the firm.
Always-on policy compliance
Regulatory monitoring, policy mapping, gap analysis, redlined drafts, and version history — with your COLP approving every change.
Staff attestations and training proof
Assign policies, run comprehension tests, send automated reminders, and hold timestamped records — without manual coordination across the firm.
Audit-ready evidence, instantly
Export complete packs for SRA reviews, panel applications, insurer checks, and client due diligence — assembled from work already captured.
Built for SRA AML reviews
Firm-wide risk assessment alignment, AML training records, and source-of-funds evidence kept consistent — ready for a 10–14 day document request.
Humans stay in control
The agent drafts, monitors, and surfaces. Your compliance team reviews, edits, and approves. Accountability stays with the people regulators expect.
Capacity back to the firm
The agent handles the monitoring, drafting, and chasing — returning fee-earner and COLP hours to client work, not a new cost centre.
Evidence Reglo helps you keep ready
The proof an SRA review actually asks for
Captured as work happens — so a document request is an export, not a reconstruction.
- Current, approved versions of every policy — with the drafts retired
- Who approved each change, when, and why
- Which staff were notified and who has acknowledged each policy
- AML and role-specific training records with comprehension evidence
- Firm-wide risk assessment aligned to clients, services, and jurisdictions
- A timestamped audit trail linking changes, approvals, and attestations
This replaces overhead — it doesn't need a new budget line.
You already pay for compliance in fee-earner time, COLP and MLRO hours, consultant fees, and the scramble before every review. Reglo absorbs that work instead of adding another tool to manage.
- Hours of policy admin, attestation chasing, and evidence assembly handed back to the firm — not a new headcount.
- Typically less than the billable time firms lose to manual policy updates and audit preparation each month.
- Guided onboarding: we migrate your policies and map your sources — no IT project, no six-month rollout.
Common questions
What does an AI compliance agent actually do for a law firm?
Reglo monitors regulatory sources, maps them to your policies, identifies gaps, drafts redlined updates for approval, runs staff attestations and comprehension tests, keeps version history, and exports audit-ready evidence — continuously. Your team approves every change.
Does Reglo replace our COLP, MLRO or compliance team?
No. Reglo supports them. It handles the monitoring, drafting, chasing, and evidence assembly; your COLP, MLRO and compliance leads keep accountability and approve every change. AI drafts and organises; your compliance team decides.
How does Reglo help before an SRA AML review?
Reglo keeps your firm-wide risk assessment, AML policies, training records, attestations, and approvals consistent and current — the exact material a desk-based review or inspection requests. When a 10–14 day document request arrives, the evidence is already assembled.
What does the FCA taking over AML supervision mean for our firm?
The government has confirmed that AML supervision of law firms will move from the SRA to the FCA, as part of a single professional services supervisor. It is being legislated and phased in over the coming years, with the SRA continuing to supervise in the meantime — but firms can expect a tougher, more FCA-style regime, including a new register and 'fit and proper' checks. Reglo keeps your AML policies, training, attestations, and evidence current and aligned now, so you stay ready through the transition and whichever regulator asks.
Do we need new budget for Reglo?
Reglo replaces work you already pay for in staff time and consultant fees — policy updates, attestation chasing, and audit prep are manual costs today. Reglo automates them, typically for less than the billable hours lost to compliance admin each month.
Explore solutions
Compliance tools for law firms
See how Reglo would work for your firm
Book a demo and we'll show you how Reglo keeps your policies, training, attestations, and audit-ready evidence aligned — against your real compliance setup. Your team stays in control; humans approve every change.
This page is general information for compliance teams, not legal or regulatory advice. Always refer to the SRA's current guidance and take your own professional advice where needed. Use is subject to our Terms of Use.