AML evidence, kept
audit-ready.
Reglo keeps your AML policies aligned with the MLR, POCA, and SRA requirements — with attestations, training tests, and evidence captured as work happens. Policy reviews and staff sign-off kept review-ready, with humans approving every change.
Your AML handbook is not compliance. Proof that staff understand and follow it is.
Firms invest in AML policies, MLRO time, and external training — then struggle to prove staff have read updates, understood changes, and applied them correctly. The SRA increasingly tests whether AML controls work in practice, not just on paper. Reglo replaces manual tracking with continuous, consistent evidence.
How Reglo helps
From regulatory change to audit-ready
AML policies mapped to every source
Your handbook and procedures linked to the MLR, POCA, Terrorism Act, LSAG guidance, and SRA AML obligations — one map, always traceable.
Changes caught, updates drafted
When AML legislation or guidance shifts, the agent flags policy gaps and drafts redlined updates for COLP or MLRO approval — before supervisors ask.
Training and attestation proof
Assign AML policies, run comprehension tests, track completions, and export training evidence for SRA reviews, audits, and MLRO reporting.
What an SRA AML review may ask for
Have this ready before the request arrives
Firm-wide risk assessment
Current and specific to your clients, services, jurisdictions, and delivery channels.
AML policies, controls and procedures
Approved, version-controlled, and consistent with day-to-day practice.
Training records
Ongoing and role-specific AML training, with evidence of completion and understanding.
File samples
CDD, source of funds, and risk decisions clearly evidenced on real client matters.
What you get
What AML compliance delivers with Reglo
Current policies, trained staff, and proof — continuously.
Always-current AML policies
MLR, POCA, LSAG, and SRA sources monitored continuously. Gap analysis and redlined drafts ready when regulation moves.
Staff attestation at scale
Assign AML policies to fee-earners and support staff, automate reminders, and hold timestamped sign-off records — at any headcount.
Training evidence on demand
AI-drafted AML comprehension tests with completions recorded automatically — ready for MLRO reporting and SRA scrutiny.
Aligned to your risk profile
Keep your firm-wide risk assessment, policies, and file controls consistent — the alignment SRA AML reviews test for.
Common gaps firms discover too late
Recurring AML findings the SRA reports
Generic risk assessments
Template-based FWRAs that don't reflect the firm's actual risk profile or aren't updated as it changes.
Weak source-of-funds evidence
Conclusions on the file without the rationale, documents, or CDD records to back them up.
Thin training records
No evidence of ongoing or role-specific AML training, or of staff actually understanding it.
Current capability vs roadmap
What Reglo is — and isn't
We're clear about what's in scope today, so nothing is overpromised.
Available now
- AML policy mapping to MLR, POCA, LSAG, and SRA sources
- Regulatory change monitoring and redlined draft updates
- Gap analysis, attestations, and AI-drafted comprehension tests
- Version history and audit-ready evidence export
Not in scope today
- Transaction monitoring or CDD screening
- Reviewing or scoring individual client files
- Filing SARs on your behalf
This replaces overhead — it doesn't need a new budget line.
You already fund AML compliance through MLRO time, external training, and the hours spent chasing staff attestations. Reglo consolidates that into one always-on system — typically for less than a single day of MLRO time each month.
- Hours of policy admin, attestation chasing, and evidence assembly handed back to the firm — not a new headcount.
- Typically less than the billable time firms lose to manual policy updates and audit preparation each month.
- Guided onboarding: we migrate your policies and map your sources — no IT project, no six-month rollout.
Common questions
Which AML sources does Reglo monitor?
The Money Laundering Regulations, POCA, the Terrorism Act, LSAG guidance, and SRA AML obligations — mapped to your policies and monitored for changes that require updates or staff notification.
Can Reglo replace our AML training provider?
Reglo generates targeted AML policy tests and records completions for evidence. Firms use it alongside existing training programmes — the attestation coordination and evidence assembly Reglo replaces is where the time savings come from.
Does Reglo do transaction monitoring or CDD screening?
No. Reglo focuses on AML policy compliance — mapping, gap analysis, redlined drafts, attestations, training evidence, version history, and audit-ready packs. It does not monitor transactions, screen CDD, or review individual client files.
Can we export AML evidence for audits?
Yes. Policy versions, gap analyses, attestation records, and training test results export as part of Reglo's audit-ready evidence packs.
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See how Reglo would work for your firm
Book a demo and we'll show you how Reglo keeps your policies, training, attestations, and audit-ready evidence aligned — against your real compliance setup. Your team stays in control; humans approve every change.
This page is general information for compliance teams, not legal or regulatory advice. Always refer to the SRA's current guidance and take your own professional advice where needed. Use is subject to our Terms of Use.