Stay ahead of the SRA
without the scramble.
Reglo gives your firm continuous SRA compliance — monitoring the Standards and Regulations, mapping obligations to policies, drafting updates for approval, and building the evidence trail before anyone asks for it.
SRA compliance shouldn't mean burning COLP hours every time guidance shifts.
When the SRA updates its Standards and Regulations, someone has to read the change, work out which policies are affected, draft updates, train staff, and prove it happened. With supervision now more proactive, that work is no longer occasional. Reglo does it continuously instead — so the evidence is ready, not reconstructed.
How Reglo helps
From regulatory change to audit-ready
Every policy linked to the SRA
Your handbook, accounts rules compliance, AML manual, and risk policies mapped to the SRA standards and legislation they draw from — always visible, always traceable.
Changes caught before they become findings
The agent monitors SRA publications, accounts rules, and mapped legislation. When something shifts, you get impact analysis and redlined drafts — not a bulletin link and a to-do list.
Evidence ready when the SRA asks
Policy versions, gap analyses, attestations, and approval records exported in one pack — for COLP reporting, SRA reviews, and panel applications.
What the SRA may ask for
The documents a review typically requests
Usually with a 10–14 day timeframe — so they need to be accessible, current, and consistent.
Firm-wide risk assessment
Aligned to your actual clients, services, jurisdictions, and delivery methods — not a generic template.
Policies and procedures
Current, approved versions that reflect how the firm actually operates day to day.
Training records
Evidence of ongoing and role-specific training, with proof of who completed what and when.
A sample of files
To test whether AML and compliance controls are applied consistently in real client matters.
What you get
What SRA compliance looks like with Reglo
Continuous oversight — not an annual panic.
Full Standards and Regulations coverage
SRA Standards and Regulations, accounts rules, and related guidance mapped to your specific policies — updated as sources change.
Automated gap analysis
The agent identifies where your policies fall short of current SRA requirements and drafts redlined updates with citations — ready for COLP approval.
Attestations and training proof
When policies change, staff attestations and comprehension tests go out automatically — with completion tracked for your SRA evidence file.
Consistency across the firm
Keep policies, procedures, training materials, and risk assessments telling one coherent story — the consistency SRA reviews test for.
Common gaps firms discover too late
Where reviews tend to find problems
Documents that disagree
The risk assessment, policies, and training materials tell different stories — which quickly raises concern.
Policy without practice
Procedures exist on paper, but fee earners don't follow them consistently or aren't clear how to apply them.
Stale versions in circulation
Multiple drafts floating around, with no single approved source of truth to submit.
This replaces overhead — it doesn't need a new budget line.
SRA compliance work already sits in your compliance team's diary, fee-earner coordination, and external consultant spend. Reglo replaces that recurring overhead — often for less than the partner and COLP time spent on manual policy updates each month.
- Hours of policy admin, attestation chasing, and evidence assembly handed back to the firm — not a new headcount.
- Typically less than the billable time firms lose to manual policy updates and audit preparation each month.
- Guided onboarding: we migrate your policies and map your sources — no IT project, no six-month rollout.
Common questions
What SRA requirements does Reglo cover?
Reglo maps your policies to the SRA Standards and Regulations, accounts rules, and related guidance. The agent monitors changes, identifies gaps, drafts updates, and maintains the evidence trail your COLP needs for SRA scrutiny.
Does Reglo replace our COLP?
No. Reglo gives your COLP an always-on assistant — monitoring, drafting, and evidencing — while they retain accountability and approve every change.
Can we export evidence for an SRA review?
Yes. Export-ready packs cover policy versions, gap analyses, staff attestations, training records, and approval history — assembled in hours, not days.
Is this a new compliance cost on top of what we spend today?
No. Firms already pay for SRA compliance through staff time, COLP hours, and consultant support. Reglo replaces the manual parts — monitoring, gap analysis, attestation chasing, and audit prep.
Related solutions
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See how Reglo would work for your firm
Book a demo and we'll show you how Reglo keeps your policies, training, attestations, and audit-ready evidence aligned — against your real compliance setup. Your team stays in control; humans approve every change.
This page is general information for compliance teams, not legal or regulatory advice. Always refer to the SRA's current guidance and take your own professional advice where needed. Use is subject to our Terms of Use.