Reglo LogoReglo
SRA compliance

Stay ahead of the SRA
without the scramble.

Reglo gives your firm continuous SRA compliance — monitoring Standards and Regulations, mapping obligations to policies, drafting updates, and building the evidence trail before anyone asks for it.

2-week free trialWe handle setup

SRA compliance shouldn't mean burning COLP hours every time guidance shifts.

When the SRA updates its Standards and Regulations, someone has to read the change, work out which policies are affected, draft updates, train staff, and prove it happened. That work already costs you — in time, consultant fees, and risk. Reglo does it continuously instead.

How Reglo helps

From regulatory change to audit-ready

1

Every policy linked to the SRA

Your handbook, accounts rules compliance, AML manual, and risk policies mapped to the SRA standards and legislation they draw from — always visible, always traceable.

2

Changes caught before they become findings

The agent monitors SRA publications, accounts rules, and mapped legislation. When something shifts, you get impact analysis and redlined drafts — not a bulletin link and a to-do list.

3

Evidence ready when the SRA asks

Policy versions, gap analyses, attestations, and approval records exported in one pack — for COLP reporting, SRA reviews, and panel applications.

What you get

What SRA compliance looks like with Reglo

Continuous oversight — not an annual panic.

Full Standards and Regulations coverage

SRA Standards and Regulations, accounts rules, and related guidance mapped to your specific policies — updated as sources change.

Automated gap analysis

The agent identifies where your policies fall short of current SRA requirements and drafts redlined updates with citations — ready for COLP approval.

Attestations and training proof

When policies change, staff attestations and comprehension tests go out automatically — with completion tracked for your SRA evidence file.

Beyond policies, over time

Reglo expands into file review compliance, onboarding checks, and risk control monitoring — the workflows the SRA increasingly expects firms to evidence.

Where this goes

From SRA policies to firm-wide compliance

SRA compliance starts with policies — but regulators and clients increasingly want proof that rules are followed in practice. Reglo's roadmap extends the same agent into file reviews, client onboarding, complaints handling, and AML workflows, giving your COLP one evidence trail across the firm.

This replaces overhead — it doesn't need a new budget line.

SRA compliance work already sits in your compliance team's diary, fee-earner coordination, and external consultant spend. Reglo replaces that recurring overhead — often for less than the partner and COLP time spent on manual policy updates each month.

  • Early pilots report a median 67% reduction in policy admin time within 30 days — capacity back to the firm, not a new headcount.
  • Less than the billable time firms typically lose to manual policy updates and attestation chasing each month.
  • Two-week free trial with guided setup. We migrate your policies — no IT project, no six-month rollout.

Common questions

Is this a new compliance cost on top of what we spend today?

No. Firms already pay for SRA compliance through staff time, COLP hours, and consultant support. Reglo replaces the manual parts — monitoring, gap analysis, attestation chasing, and audit prep.

What SRA requirements does Reglo cover?

Reglo maps your policies to SRA Standards and Regulations, accounts rules, and related guidance. The agent monitors changes, identifies gaps, drafts updates, and maintains the evidence trail your COLP needs for SRA scrutiny.

Does Reglo replace our COLP?

No. Reglo gives your COLP an always-on assistant — monitoring, drafting, and evidencing — while they retain accountability and approve every change.

Can we export evidence for an SRA review?

Yes. Export-ready packs cover policy versions, gap analyses, staff attestations, training records, and approval history — assembled in hours, not days.

Deploy your AI compliance agent

Start with a two-week free trial. We handle setup — your team stays in control, and the agent replaces the manual overhead you are already funding.

30-min callNo commitment